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Services of an Individual Contractor as National Environmental and Social Safeguard Specialist (for Filipino Nationals only)
Procurement Process :IC - Individual contractor
Office :UNDP Country Office - PHILIPPINES
Deadline :15-Jul-20
Posted on :08-Jul-20
Development Area :CONSULTANTS  CONSULTANTS
Reference Number :67639
Link to Atlas Project :
00116590 - PPG Securing Landscape Multi-functionality in Critical R
Overview :

Project Title

 Project Preparation: “Securing Long-Term Sustainability of Multi-functional Landscapes in Critical River Basins of the Philippines”

 

Project Description 

The Global Environment Facility (GEF) in its the 7th replenishment (GEF-7),  with a view to maintain or improve ecosystem services, land productivity, food security, and to increase the resilience of the land and the populations dependent on it, provides supports to the United Nations Convention to Combat Desertification (UNCCD)’s Land Degradation Neutrality (LDN) concept.  Similarly, the GEF-7 Biodiversity Focal Area programming responds directly to the GEF7 Four-year Framework of Program Priorities agreed by countries at CBD COP-13, as well as the Strategic Plan for Biodiversity, 2011-2020. Specifically, the proposed Biodiversity Focal Area is built around achieving the Four-year Programs three objectives: (i) Mainstream Biodiversity Across sectors as Well as Within Production Landscapes and Seascapes, (ii) Reduce Direct Drivers of Biodiversity Loss, and (iii) Strengthen Biodiversity Policy and Institutional Frameworks. Moreover, the GEF to continue and further enhance means to harness opportunities for leveraging synergies among the Rio Conventions and other relevant multilateral environmental agreements.

 

In line with the GEF-7 strategic synergistic programming for Land Degradation and Biodiversity, the project “Securing Long-Term Sustainability of Multi-functional Landscapes in Critical River Basins of the Philippines” aims to create an enabling environment for the realization of the National Land Degradation Neutrality (LDN) target and to mainstream biodiversity-friendly agricultural practices (BDFAP) in the Cagayan de Oro River Basin (CDORB) through national policy framework implementation and capacity strengthening. More specifically, the project will focus on three distinct project outcomes which are:

(1) Enabling policy environment created for LDN and BDFAP and capacity for integrated landscape management enhanced at sub-national level leading to improved biodiversity and ecosystem services in the Cagayan de Oro River Basin (CDORB)  (covering Statute development for multi-sectoral coordination, Guideline development for fund raising, optimization and use of strategy and trade-off analysis tools, revision of CDORB Comprehensive Land Use Plan, and capacity building of CDORB Management Council (CDORBMC) and other sub-national level entities);

(2) Improved management of 58,159 ha of cultivated landscapes ensured by smallholder farmers, IP communities and multi-national companies through adoption of SLM practices and BDFAP (covering adoption of SLM practices and BDFAP, demonstration of traditional agrobiodiversity farming systems, development of markets and marketing strategies for selected local-traditional crops, establishment of incentive schemes including payment for ecosystem services and implementation of SLM mainstreaming guidelines); and

(3) Capacity and awareness of stakeholders raised on SLM, LDN, BDFAP and integrated landscape management approaches by effective knowledge management, and M&E (covering development of knowledge and communication products, documenting traditional agrobiodiversity knowledge and practices, establishing and running an online knowledge exchange portal and project monitoring and evaluation).

 

Table 1. brief description of the Project’s objectives, grant amounts, components, project location and the PPG team composition

Project Title: Securing Long-Term Sustainability of Multi-functional Landscapes in Critical River Basins of the Philippines

Objectives: To create an enabling environment for the realization of the National Land Degradation Neutrality (LDN) target and to mainstream biodiversity-friendly agricultural practices (BDFAP) in the Cagayan de Oro River Basin (CDORB) through national policy framework implementation and capacity strengthening.

Target Location: Cagayan de Oro River Basin (CDORB)

Pre-SESP rating: Moderate

Components:

1.       National Land Degradation Neutrality (LDN) and Biodiversity Friendly Agricultural Practices (BDFAP) policy created and implementation capacity strengthened;

2.       Demonstration of Sustainable Land Management (SLM) practices and BDFAP;

3.       Awareness-raising, knowledge management, and M&E

International consultant (1)

·       International Project Development Specialist (PPG Team Leader)

National consultant team (5)

·       National Natural Resources Management (NRM) and Sustainable Land Management Specialist (Lead National Consultant)

·       National Biodiversity and SLM Policy Specialist

·       National Environmental and Social Safeguard Specialist

·       National Stakeholder Engagement and Gender Specialist

·       PPG Project Coordinator 

 

UNDP, in collaboration with the Governments of the Philippines, seeks to engage a qualified national Environmental and Social Safeguards Specialist to finalize the SESP and to prepare an Environmental and Social Management Framework (ESMF) for the project.

The PPG will support all the preparatory work required to draft and finalize all the documentation required by the GEF for CEO Endorsement. The PPG phase will be underpinned by a participatory approach, with regular consultation and working meetings with all key PPG stakeholders throughout the PPG phase. Specific attention will be given to gender issues by undertaking a gender analysis to ensure optimal involvement of women in, and beneficiation from project interventions.

UNDP’s Social and Environmental Standards (SES) underpin our commitment to mainstream social and environmental sustainability in our Programmes and Projects to support sustainable development. The objectives of the standards are to:

·       Strengthen the social and environmental outcomes of Programmes and Projects

·       Avoid adverse impacts to people and the environment

·       Minimize, mitigate, and manage adverse impacts where avoidance is not possible

·       Strengthen UNDP and partner capacities for managing social and environmental risks

·       Ensure full and effective stakeholder engagement, including through a mechanism to respond to complaints from project-affected people

A key mechanism to ensure these standards are applied is through UNDP’s project-level Social and Environmental Screening Procedure (SESP) which is a requirement for all proposed projects. The objectives of the SESP are to: (a) Integrate the SES Overarching Principles (human rights, gender equality and environmental sustainability); (b) Identify potential social and environmental risks and their significance; (c) Determine the Project's risk category (Low, Moderate, High); and (d) Determine the level of social and environmental assessment and management required to address potential risks and impacts.

UNDP’s SES and SESP came into effect January 1, 2015. All guidance on UNDPs Social and Environmental Safeguards can be found in the SES Toolkit.

 

Scope of Work

Role:

The National Environmental and Social Safeguard (ESS) Specialist will provide a comprehensive support to the PPG Team Lead to develop all mandatory project and project specific annexes; and lead the tasks related to social and environmental safeguards requirements, including preparing the SESP, finalizing EMSF; preparing Indigenous Peoples (IP) Plan and livelihoods analysis as well as supporting  adherence of project development to UNDP’s SESP. The consultant will be social and environmental safeguards expert with experience in UNDP SESP requirements for the Global Environment Facility (GEF) project development, community engagement, and sustainable livelihoods.

Responsibilities:

The list below outlines key responsibilities and deliverables of this contract. The PPG Initiation Plan for these projects provides further and more detailed guidance regarding the responsibilities of the prospective PPG team and must be consulted accordingly.

1)      Preparatory Technical Studies and Reviews (Component A): Prepare inputs and support the required analyses/studies, as agreed with the GEF PPG Team Leader, including:

a.     Review the SESP pre-screening of the PIF; complete the UNDP SESP, and lead the detailed assessment of all project risks including consultations with local stakeholders;

b.     With the Stakeholder Engagement and Gender Specialist, assess presence of Indigenous Peoples communities within project landscapes and their interests. If present, assess potential impacts of the project on rights and interests, lands, territories, resources, and traditional livelihoods and determine when Free Prior Informed Consent (FPIC) applies in accordance with national contexts and preferences. Carry out consultations with communities at demonstration landscape to assess level of understanding and capacity to give consent and identify community preferences for FPIC process. Based on these assessments, and if relevant, integrate relevant matters as needed including FPIC into project design and into the comprehensive Indigenous Peoples Plan;

c.     Identify an appropriate design of a grievance redress mechanism (GRM) for the project based on the existing government and UNDP mechanisms.

d.     Prepare baseline/situational analysis on appropriate SLM and BDFAP livelihood/business solutions and initiatives that can be incorporated under the project to help upscale community involvement in the overall sustainable management of the productive agricultural landscape in CDORB.

e.     Prepare analysis on how national and provincial policy and planning, including operational policy could be aligned to optimize different forms of revenue generation options for local communities in the project targeted landscapes (This, and point a above, will cover Outcome 2 of the draft PIF);

f.      Identify appropriate Results Framework indicators and targets related to alternative financing outputs and outcomes; collect baseline data for the relevant indicators; choose the means of measurement; and define targets, key risks, and assumptions linked to these indicators; and

g.     Support the completion of any additional studies that are determined to be needed for the preparation of the ProDoc and all other final outputs as guided by the PPG Team Leader.

2)      Formulation of the ProDoc, CEO Endorsement Request and Mandatory Annexes as well as project specific annexes (Component B):

a.       Complete the SESP and Environment and Social Management Framework (ESMF), based on assessments undertaken during Component A and detailed development of project interventions, and identify management measures to mitigate risks to be incorporated into the ProDoc;

b.       Prepare an Indigenous Peoples Plan, which includes FPIC as applicable in accordance with national contexts and preferences and ensure it is socially Inclusive and gender responsive;

c.       Conduct a socio-economic survey, prepare the Prepare the Livelihood Action Plan and ensure it is socially inclusive and gender responsive;

d.       Outline the project’s grievance mechanism based on the existing government and UNDP mechanisms;

e.       Support the agreements on project management arrangements and ensure that environment and social safeguards are adequately incorporated into these arrangements.

3)      Validation Workshop (Component C):

a.       Fully support the PPG Team Leader with the validation workshop; and

b.       Support all necessary revisions that arise during the workshop, as appropriate.

4)      Final Deliverables:

a.       Finalized Social and Environmental Screening (SESP)

b.       Finalized Environment and Social Management Framework (ESMF)

c.       Indigenous People’s Plan

d.       Livelihood Action Plan

e.       Stand-alone Risk Management Plans, to be determined during the PPG

f.        Identify Free, Prior and Informed Consent (FPIC) requirements

g.       Report on appropriate SLM and BDFAP-based livelihoods/business solutions and possible revenue generation options for local communities

h.       Recommended project interventions related to financial mechanism development under the Project’s Outcome 2

i.         Appropriate inputs to the final UNDP‐GEF project document based on guidance from the PPG Team Leader

 

Expected Outputs and Deliverables

 

Deliverables/ Outputs

 

Estimated Duration to Complete

 

Target Due Dates

 

Review and Approvals Required

 

Designated person who will review and accept the output

Inputs to PPG Inception Report

 

3 days

August 2020

UNDP CO and RTA

UNDP CO:

Team Leader

 

Programme Analyst

 

Regional Technical Adviser

 

·  First draft SESP, ESMF, Targeted SESP Management Plans, Indigenous People’s Plan, Livelihood Action Plan andProject Risk Log 

·  Inputs to draft ProDoc; the CEO Endorsement Request; and mandatory and project specific annexes

35 days

December 2020

UNDP CO and RTA

UNDP CO:

Team Leader

 

Programme Analyst

 

Regional Technical Adviser

 

·  Second draft SESP and EMSF, Targeted SESP Management Plans, Indigenous People’s Plan, Livelihood Action Plan and Project Risk Log

·  Inputs to 2nd draft of ProDoc, the CEO ER package to UNDP-GEF Directorate for technical clearance and final submission to GEF SEC for CEO endorsement

17 days

April 2021

UNDP CO and RTA

UNDP CO:

Team Leader

 

Programme Analyst

 

Regional Technical Adviser

 

Inputs to final Project Document with the mandatory and project specific annexes and the CEO Endorsement Request revised with comments from the UNDP teams, and the GEF SEC

5 days

November 2021

UNDP CO and RTA

UNDP CO:

Team Leader

 

Programme Analyst

 

Regional Technical Adviser

 

GEF SEC

 

 Institutional Arrangement

 ·       The Consultant will work under the direct guidance of the PPG Team Leader and will report to the environmental focal point in UNDP Philippines;

·       The Consultant will be given access to relevant information necessary for execution of the tasks under this assignment;

·       The Consultant is expected to be reasonably flexible with his/her availability during the PPG tasks;

·       Payments will be made upon submission of certification of payment form, and acceptance and confirmation by CO and RTA, and outputs delivered. If the quality does not meet standards or requirements, the consultant will be asked to rewrite or revise (as necessary) the document before proceeding to payment. 

 

Duration of the Work

The expected work duration maximum 60 working days, spread over from August 2020 to November 2021.

 

Duty Station

·       The Consultant will be Philippines-based with mission(s) to the project sites;

·       For meetings related to the project, UNDP will cover all cost of travel to Metro Manila, if the consultant’s duty station is outside Metro Manila;

·       There will be visits to the project demonstration sites, the COVID19 travel restrictions permitting. Due to the COVID19 travel restrictions the missions could be organized virtually; In light of the COVID-19 pandemic and declaration of State of Public Health Emergency in the Philippines, all work and travel of the Individual consultant shall be done within the guidelines and protocols set by the local and national government. Field work, trainings, meetings, and coordination shall be done in compliance with community quarantine policies;

·       Any necessary site visit travel must be approved in advance by the CO focal point;

·       The BSAFE course must be completed before the commencement of travel;

·       Individual Consultants are responsible for ensuring they have vaccinations/inoculations when traveling to certain countries, as designated by the UN Medical Director;

·       Consultants are also required to comply with the UN security directives set forth under https://dss.un.org/dssweb/

·       Travels to site visits will be arranged and shouldered by the UNDP CO;

·       In the case of unforeseeable travel, payment of travel costs including tickets, lodging and terminal expenses should be agreed upon, between the respective business unit and Individual Consultant, prior to travel and will be reimbursed based on provision of supporting documentation.

 

Scope of Price Proposal and Schedule of Payments

 ·       The Contractor should send the financial proposal based on a lump-sum amount for the delivery of the outputs identified below. The total amount quoted shall be “all inclusive” (professional fees, medical insurance, communications, transportation, insurance, etc.) that could possibly be incurred by the Contractor should be factored into the final amount submitted in the proposal. Travel, as deemed relevant by UNDP and compliant with government guidelines on community quarantine, will be arranged and paid for by UNDP and should not be included in the financial proposal.

·       Medical/health insurance must be purchased by the individual at his/her own expense, and upon award of contract, the Contractor must be ready to submit proof of insurance valid during contract duration

·       The contract price will be fixed output-based price. Any deviations from the output and timeline will be agreed upon between the Contractor and the UNDP.

·       Payments will be done upon satisfactory completion of the delivery by target due dates. Outputs will be certified by the environmental focal point in UNDP Philippines prior to release of payments.

 

Deliverables/ Outputs

Percentage of contract amount

 

Estimated Duration to Complete

 

Target Due Dates

First Tranche

 

Inputs to PPG Inception Report

 

20%

3 days

August 2020

Second Tranche

 

·  First draft SESP, ESMF, Targeted SESP Management Plans, Indigenous People’s Plan, Livelihood Action Plan andProject Risk Log 

·  Inputs to draft ProDoc; the CEO Endorsement Request; and mandatory and project specific annexes

30%

35 days

December 2020

Third Tranche

 

·  Second draft SESP and EMSF, Targeted SESP Management Plans, Indigenous People’s Plan, Livelihood Action Plan and Project Risk Log

·  Inputs to 2nd draft of ProDoc, the CEO ER package to UNDP-GEF Directorate for technical clearance and final submission to GEF SEC for CEO endorsement

30%

17 days

April 2021

Fourth Tranche

 

Inputs to final Project Document with the mandatory and project specific annexes and the CEO Endorsement Request revised with comments from the UNDP teams, and the GEF SEC

20%

5 days

November 2021

 

 Corporate Competencies:

·       Demonstrates integrity by modelling the UN’s values and ethical standards;

·       Promotes the vision, mission, and strategic goals of UNDP;

·       Displays cultural, gender, religion, race, nationality and age sensitivity and adaptability;

·       Treats all people fairly without favoritism.

  • Demonstrable experience in the technical area of biodiversity conservation, ecosystem management, sustainable development, or closely related area. Specific experience in Integrated Landscape Management, Sustainable Agriculture, Sustainable Commodity Production, or similar is an asset;

·       Demonstrable experience with GEF project development, implementation and/or evaluation, including formulation of biodiversity conservation projects with capacity development elements.

 

Functional Competencies:

Able to communicate effectively in writing to a varied and broad audience in a simple and concise manner.

·       Capable of working in a high- pressure environment with sharp and frequent deadlines, managing many tasks simultaneously;

·       Excellent analytical and organizational skills;

·       Exercises the highest level of responsibility and be able to handle confidential and politically sensitive issues in a responsible and mature manner.

·       Works well in a team;

·       Projects a positive image and is ready to take on a wide range of tasks;

·       Focuses on results for the client;

·       Welcomes constructive feedback; and

·       Fluent English language (both oral and written) and excellent communication and presentation skills, particularly in the preparation of written documents.

 

Qualifications of the Successful Individual Contractor

Clearly define and indicate the following:

Qualification

Points Obtainable (100 points)

Education

 

·       Master’s degree or higher in a relevant field, such as Environmental Assessment, Development Studies, Human Ecology, Sociology, or Anthropology (20 points for doctorate, 14 points for master’s, , additional 3 points for additional degrees/certifications)

 

 

20

Experience

·       Minimum 10 years of demonstrable experience in conducting UN Social and environmental Procedure (SESP) or with development partners (the World Bank, Asian Development Bank, Food and Agricultural Organization, etc.) (28 points for 10 years, +1 additional point per additional year);

·       At least 5 years’ experience preparing UN SESP, Environmental and Social Management Framework (ESMF) or targeted stand-alone social and environmental risk management plans (14 points for 5 years, +1 additional point per additional year)

·       At least 5 years’ experience in carrying out stakeholder consultations, community engagement, including consultations with Indigenous Peoples, women and the ethnic minorities on livelihood activities; protection of cultural heritage, and protection environmentally sensitive areas; and consultations related to Free Prior Informed Consent (FPIC) (7 points for 5 years, +1 additional point per additional year)

·       At least 3 years’ experience in biodiversity conservation in agricultural sector, with land use planning, land restoration, and in community livelihoods diversification through biodiversity-friendly agricultural practices (3.5 points for 3 years, +1 additional point per additional year);

·       At least 3 years’ experience working in the Philippines or in Asia-Pacific on related projects highly desired (3.5 points for 3 years, +1 additional point per additional year)

 

40

 

 

 

20

 

 

 

10

 

 

 

 

 

5

 

 

 

5

 

 

 

Excellent written and oral communication skills in English, including analytical, writing, advocacy, presentation, and communications skills are required (must be indicated in CV)

Pass/Fail

TOTAL

100

 

Recommended Presentation of Offer

Offerors must upload in one (1) file the documents below:

 You may download the editable version of the Offeror's Letter to UNDP Confirming Interest and Availability for the IC by clicking on this link: http://gofile.me/6xdJm/bE9TCw8fU

·       Applicants must submit a duly completed and signed UNDP Personal History form (P11) and/or CV including Education/Qualification, Professional Certification, Employment Records /Experience;

·       Applicants must submit a duly completed and signed Annex II Offeror´s letter to UNDP confirming interest and availability for the Individual Contractor (IC) assignment.

·       Applicants must submit a Financial Proposal that indicates the all-inclusive fixed total contract price. In order to assist the requesting unit in the comparison of financial proposals, the financial proposal will include a breakdown of this lump sum amount and number of anticipated working days), as per template provided.  If an Offeror is employed by an organization/company/institution, and he/she expects his/her employer to charge a management fee in the process of releasing him/her to UNDP under Reimbursable Loan Agreement (RLA), the Offeror must indicate at this point, and ensure that all such costs are duly incorporated in the financial proposal submitted to UNDP.  If an Offeror is employed by an organization/company/institution, and he/she expects his/her employer to charge a management fee in the process of releasing him/her to UNDP under Reimbursable Loan Agreement (RLA), the Offeror must indicate at this point, and ensure that all such costs are duly incorporated in the financial proposal submitted to UNDP.